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Search: Posts Made By: traderwerks
Forum: Feedback and Announcements May 5th, 2012, 07:40 PM
Replies: 24
Views: 11,530
Posted By traderwerks
if there is no compensation based upon assets...

if there is no compensation based upon assets under management, then trade calls are covered under free speech. You would not have to be an RIA.

I am speaking of RIA's and compensation only. Also,...
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